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2. The Rise of the Khan! Part 2 - Genghis the Continental Conqueror


The rise of Timujin later known as “Genghis (Chinggis) Khan” was one of the most dramatic in history. Perhaps no other person has risen from lowly origins, as part of a family eating roots and rats for survival, to become a great world conqueror. Genghis Khan’s founding of the Mongol Empire was one of the most significant events in medieval history. In this page and several others, you will study the key factors that led to Genghis Khan’s early rise and success.

Bust of Gengis Khan from Mongolia


Guiding Questions:

Part 2:

  • How are the concepts of anda and nokor important in understanding Genghis Khan's success.

  • What important role did relations with the Uigurs, Jamuka, the kuriltai of 1206 play in the rise of Genghis Khan? 

  • What was important about Genghis Khan's campaigns against the Merkits, Naimans, Khitans, Xia (Tanguts) and Tartars.

  • How important was alliances in securing Genghis Khan's early foothold on Mongol power and allegiance?

2.1. Unification of the Mongols

Below are some of the factors that led to the rise of young Timujin (Genghis Khan) and his success in unifying the Mongol people to be finally selected as supreme Mongol ruler in the kuriltai of 1206:

  1. Elimination tactics: this involved removing any rivalry for supremacy. He was able to eliminate his best friend Jamuka as a competitor as well as other tribal leaders one by one through superior leadership skills, tactical ingenuity and perseverance.

  2. Alliances: (i) Genghis Khan tied bonds with Jamuka who was a son of a Taiychiud noble - the very family that abandoned Genghis's family after his father's assassination by Merkids. (ii) Genghis Khan received an extremely valuable sable coat given by his wife Borte which he later traded to Torghil - leader (Ong[/Wang] Khan) of the central Mongolian Kereyid tribal federation and anda to Genghis Khan's father Yesugei - for full protection. Torghil acted as a patron and early ally of Genghis Khan. It was this very alliance that enabled Genghis to recapture his kidnapped wife from the Merkids using the Kereyid forces. 

  3. Assimilation: the tribes Genghis Khan defeated in inter-tribal rivalry were on occasions made his own. He absorbed these various tribes into a greater structure and leadership - of which he was head - and made them conform to his outlook and vision. This eradicated tribal discrimination that previously plagued the steppe. Although he still acknowledged kinship as a bond, he now looked towards formulating a supra-tribal identity - a trans-steppe nation. Such a formulation would mean expanding the circle of inclusion from just a narrow tribal group. 

  4. Adaptation: For Genghis Khan, pragmatism was a principle he often abided by. If something worked, he had no objections in embracing it - even if it meant departing from steppe custom or inherited tribal practices. It was customary practice for example that tribal leaders put their family members or nobles in positions of leadership and influence. Genghis Khan, however, would put loyal and obedient people in such positions. Thus, he would favour meritocracy over tribal loyalty.

  5. Leadership: [see the section handout below].

Make sure you read the above in conjunction with other concepts outlined below. Be sure you can see and be able to formulate how they all fit together coherently in order to give an account of Timujin's rise and distinctive success.

2.2. Early Years

In The Historical Dictionary of the Mongol World Empire, ed. by Buell, Maryland: The Scarecrow Press, 2003, pp.7-8, it states about Genghis Khan's early life:

Buell: Genghis's Early Life

History Alive 8, pp.224-225 states:

The details of Temujin’s early life are unclear, but it is believed that he was born around 1162 and was the son of a warrior and minor chieftain named Yusegei. Mongol legend claims that Temujin was born clasping a clot of blood in his right hand, a sign that he was destined to become a hero. Temujin was a member of a Mongol tribe known as the Oirat.

When Temujin was still a young child his father was poisoned by another band of nomads and his family was abandoned by their clan. It was left to his mother, Yulun, to instruct him in the skills of the warrior: riding horses and shooting the Mongol bow and arrow. At that time, the Mongols were divided into many tribes that constantly went to war with each other in theire orts to gain the best hunting grounds and pastures. Warriors also went on raiding parties, kidnapping women from other tribes to be brought back as additional wives. A shaman named Teb-tengri described life on the steppe when Temujin was a boy by saying, there was no respite, only battle. There was no affection, only mutual slaughter.’

As a young man, Temujin was noted for his height, his broad forehead and his piercing green eyes. He learned to survive by developing military superiority and the skills of diplomacy and negotiation.

2.2.1. Name

According to the Arab historian Shihab al-Din Ahmad ibn ‘Abd al-Wahhab al-Nuwayri (d. 733/1333), an administrator and historian in the reign of the Bahri Mamluk sultan al-Nasir Muhammad ibn Qalawun (r. 693–94/1293–94, 698–708/1299–1309, 709–41/1310–41), in his monumental encyclopedia of history entitled Nihayat al-'Arab fi Funun al-Adab (Cairo, 1975), 27:301, the word "timujin" means "blacksmith" (haddad):

وقد اختلف في نسبة جنكزخان إلى التمرجي فقال قوم إنه كان حدادا والتمرجي بلغتهم هو الحداد

"[Historians] have differed over the ascription 'Timurji' with regard to Genghis Khan. A group have said that he was a blacksmith and the word 'timurji' in their language means a blacksmith..."

al-Nuwayri also cites an alternative origin for Genghis Khan's name, 27:301:

قال قوم بل هي نسبة إلى قبيلة تعرف بالتمرجي، وأنهم سكان البراري ببلاد الصين وجين الصين. وتسمى هذه البلاد بلغتهم جين وماجين بين الجيم والشين

"Another group differed arguing that the ascription is to a tribe known as 'Timurji' that lived on the steppes in the China region. The Jin are Chinese. This land in their language is called 'Jin' and 'Majin' between the letters j and sh..."

2.2.2. The concepts of quda, anda and Nokor

The Encyclopedia Britannica defines "nokor" as:

Nökhör, (Mongol: “comrade”). In Mongolia during the time of Genghis Khan (c. 1160–1227), one who forswore loyalty to family and clan to devote himself to following a leader to whom he attached himself. Many of Genghis Khan’s best generals were nökhör. In modern times the word is used more loosely.

The term "anda" is defined as follows in the Historical Dictionary of the Mongol World Empire, s.v. p.105:

Anda: A blood brother. The relationship was especially important during the period of the rise of Cinggis-qan but was later largely replaced by the institution of the noker, which was based more on total subordination and less on a theoretical equality.

The importance of the both these notions for the rise of Genghis Khan is highlighted in the The Encyclopedia Britannica entry:

Temüjin was orphaned in his teens. His family fell on bad times, and power among the Mongols passed to other clans. Even in such apparently primitive practices as camp raiding and horse thieving, he skillfully used ancient customs: marriage alliances; putting himself under the patronage of a stronger prince; making an alliance with Jamuka (later his dangerous rival) by the oath of anda, under which men became as if blood brothers; and recruiting nökhör (“companions”). Unlike the institution of anda, which created a fictitious kinship and harboured the possibility of deadly rivalry, a man who became a nökhör forswore all loyalties of kinship and tribe and declared himself solely “the man” of his chosen leader. Genghis Khan later fell out with his anda, but he was never betrayed by a nökhör, and his most brilliant generals were nökhör.

The importance of male/male bonding for securing power is explained by Zhao in Marriage as Political Strategy and Cultural Expression, pp.35-36:

In creating a steppe empire, Chenggis Khan was first and foremost anxious to recruit a group of trusted aides. his experience made him to believe that most of the Mongol clans were not reliable since they deserted him and his mother when his father died. They elected him Khan one year and deserted him the next year. Even his uncles and brothers had at times allied themselves with rivals.

As a result, four types of personals were important to him. One was his so called "companions" or nokhor, who swore their personal allegiance as free men to him, such as Bo'orchu, one of his greatest generals. They acted as bodyguards and personal units in war. The second type were "household retainers" such as Jelme and Muqali. The third type was anda, sworn brotherhood, which created a smilar bond but with stress on equality. Chinggis Khan used the anda relationship of his father with the Ong Khan to gain power in Mongolia, and the anda relationship between Chinggis and Jamukha was also constructive during his early military career. The fourth type was the imperial son-in-laws, gurugen.

By the time he was in his twenties, Temujin had built important alliances with a number of other Mongol clans. He quickly gained a reputation as a furious and relentless warrior and a man of great influence, leading to his being given the position of tribal chief in 1189.

In 1206 — the Mongolian year of the leopard — Timujin's greatness was formally recognised when he was elected as the khan over all his fellow tribal chieftains.

Temujin now took on the new title of "Chinggis Khan", meaning ‘the universal ruler’. To strengthen the bond between the Mongolian tribes, Genghis Khan relied upon three ties that were familiar to the nomadic tribes:

  1. quda — which is a tie of marriage. A very skilled politician, Genghis Khan used marriage as a tie to bind together his old enemies, even marrying one of his daughters to a rival tribe after they submitted to him without a fight.

  2. anda — which is a tie of sworn brotherhood. As a child, Temujin had made this tie with a friend named Jamukha by exchanging knuckle bones and a bow and arrow. As a man, Genghis Khan exchanged valuable items such as sable coats with other warriors to create ties that were considered stronger than the tie between real blood brothers.

  3. nökör — which is the tie of friendship. This was a bond similar to that of a European lord and liegeman, in the sense that a follower promises to obey and defend his leader, leaving his family behind to travel with his leader.

[Adapted from History Alive 8, p.225].

Genghis Khan exploited not only the affiliations outlined above, but he sought to weaken tribal allegiances and loyalty. He wanted to do this by forging a supra-tribal Mongol identity under his supervision and leadership that transcended feelings of tribal solidarity. One of the objectives for this was to control the disparate tribal factions and groups and manage their loyalty by transferring it to him: 

Early in his rise to power, Chinggis attempted immediately to break down the tribal groups that joined him, because he felt that loyalty in the tribal group would belong to the tribal leader rather than to himself. He wanted to eliminate any feeling of tribal identity and convert it to a Mongol identity — a unit that would be much larger, greater than that of the tribe, wherein the loyalty would remain with him, rather than with a tribal leader. Thus, when a tribe did join him, he quickly dispersed its members through the various units that he controlled.

Article on Genghis's Rise.

ATL Skills: Research and Critical Thinking
Genghis Khan, King Ship and Ulus

Genghis Khan, Kinship and Ulus

Read the uploaded activity on Genghis Khan and the importance of kinship in the formation of the Mongolian ulus. Answer all questions.

References:

Ayalon, "The Great Yasa of Chingiz Khan: A Re-examination," Studia Islamica 33 (1971), pp.97-140 and 34, pp.151-80; Prawdin, The Mongol Empire, pp.435-436 and Allsen, "The Yuan Dynasty and the Uighurs of Turfan in the Thirteenth Century," in Morris Rossabi, ed., China Among Equals: The Middle Kingdom and its Neighbours, Tenth-Fourteenth Centuries, Berkeley: University of California Press, 1983, pp.243-280.

ATL Skills: Communication and Critical Thinking

The meaning of ulus

Read the uploaded entry on the Mongol notion of "ulus" by Timothy May and complete all questions.

ATL Skills: Communication

Questions:

  1. Outline the concepts quda, anda and nokor in your own words. (3)

  2. Explain how these terms were used to create strong bonds between the Mongolian tribes who became a great force in the region. (3)

ATL Activity: Research and Communication

Complete the activity below:

Genghis Khan's appearance: source question

Read the extract from the 13th century Persian historian al-Juzjani (1193–1265) describing Genghis Khan's appearance and attitude:

[A] man of tall stature, of vigorous build, robust in body, the hair on his face scanty and turned white, with cat’s eyes, possessed of great energy, discernment, genius and understanding, awe-inspiring, a butcher, just, resolute, an overthrower of enemies, intrepid . . . and cruel.

Source: J. J. Saunder's The History of the Mongol Conquests, p.63.

Task: 

Find one other source on Genghis Khan's appearance and attitude. Explain to what extent your source supports the source in the above extract (4).

ATL Activity: Research and Communication
Genghis Khan and Espionage

Genghis Khan and espionage: essay question

Complete the activity below:

Increasing research is suggesting that one of the factors for the edge Genghis Khan had over his early rivals like Jamukha includes his use and strategic employment of intelligence information.

Read the passage from the essay “The Mongol Intelligence Apparatus: The Triumphs of Genghis Khan’s Spy Network”, pp.3-5 provided in the link above and complete all questions:

 

References:

De Hartog, Genghis Khan: Conqueror of the World, pp.20-25.

Question:

"...but it was his own well-placed verifiable sources that assuaged any doubts he may have had. If not for his crafty manipulation of sources, Genghis may have never outlasted his rivals and propelled himself into the pages of history." Using the text above and your own research, explain how Genghis Khan employed spies to gain advantage over his rivals. (7)

ATL Skills: Research and Critical Thinking
Essay Question

Image result for owen lattimore

The famous American, author, educator, historian of China and Central Asia Owen Lattimore (d. 1989) states the following in "Chingis Khan and the Mongol Conquests", Scientific American 209 (1963), p.57:

Chinggis Khan was a genius but not a savage, illiterate but not ignorant. He was born into a tradition that embraced war as a profession and also included a sophisticated knowledge of the political and economic uses of power. All his natural talent would not have got him very far, however, if he had not been born into this tradition at a propitious moment and in just the right geographical region.

Question:

'Fate alone favourably disposed Genghis Khan to success.' To what extent do you agree with this statement? (12)

Note:

For an essay title like this (designed as a history exam style question), you will need to consult the material found in other pages on this site. You will also need to familiarise yourself with the general content with close analysis of the sources relevant for the question. It will also require you to plan thoroughly.

The 12 marks for this essay are awarded according to the mark levels for the paper 2 examination. Ensure you are familiar with the different mark bands.

ATL: Research and Communication:

Geography and the success of the Mongols


Geography and Mongol Success - activity

Read the excerpt in the link above and answer all the questions.

2.3. Leadership

Much has been written and is being written on Genghis Khan's leadership qualities that are said to have contributed to his rise and success as a trans-continent emperor. Below is a handout on his leadership along with activities to complete.

Genghis Khan and Leadership Handout 

[John Man re-examines the life of Genghis Khan to discover the qualities, characteristics and strategies that made him the great leader that he was. The answers are sometimes surprising. Genghis was far from just the tyrant that history records, but rather a leader of exceptional vision and modernity. And many of the secrets of his success are as valuable and applicable in todays competitive business world as they were in rallying the Mongol hordes].

2.4. Jamuka and the Kuriltai of 1206 

2.4.1. Jamukha

Below is a summary of one of Genghis Khan's closest friends, Jamukha:

Jamukha c.1160-1220

Jamukha was the childhood companion of Temüjin (Genghis Khan) who became his chief political and military rival for power in the unification of the steppe tribes during the late 12th century and early 13th century.

He was born into the Jadaran, an affiliated tribe of the Khamag Mongol Confederation; a tribe originating from the Mongolian Plateau in the early 12th century.

Jamukha first met Temüjin when Temüjin was living with his mother away from the protection of the Taichud. The two young boys became best friends and cemented their friendship and mutual loyalty by becoming blood brothers through the anda. Jamukha joined Temüjin and his adopted father Toghrul Ong (Wang) Khan in the operation to rescue Genghis’s bride Borte from the Merkit. After this the two friends joined forces and renewed their brotherhood bond and loyalty. Genghis presented Jamukha with a golden belt.

Eighteen months after their successful campaign against the Merkit, the two blood-brothers broke camp and went their separate ways. Jamukha, became the legitimate ruler of the Jadarat tribe, and garnered support from the more conservative and traditionalist Mongol elements who upheld the solidarity of the nobility and the constitution of the tribe. Whereas Temüjin, whose noble lineage had been effectively severed by the defection of his own tribe following his father’s death, began relying on personal loyalty and on those who would question the traditional tribal hierarchy or who sought refuge from the claims and strictures of clan and bondage.

In 1187, Jamukha launched an attack on Genghis. There are no accounts of the resulting Battle of Dalan Balzhut but Genghis was defeated. After the battle Jamukha murdered several of Genghis’s followers by boiling them in cauldrons. The Secret History reports that this drove many to join Genghis.

In 1201 the leaders of tribes opposed to Genghis, including the Merkit and Naiman, elected Jamukha as their Ger Khan or "universal Khan". This led to a conflict between the two. Jamukha was defeated at a battle in the autumn of that year but escaped with a portion of his forces. In 1204 Jamukha joined Ong (Wang) Khan in battle against Genghis. He was again defeated and fled the battlefield. After hiding out for some time several of his followers handed him to Genghis. He was executed by Genghis after apparently refusing an offer to renew their brotherhood.

ATL Skill: Research

Timeline activity

Write a timeline on Genghis Khan's early life before he becomes supreme Mongol leader. As a historian, what would you select from that early period and what would you consider to be salient?

(see attached in the link a timeline template to cut out and use).

2.4.2. Kuriltai of 1206

The Kuriltai was extremely important to Mongol polity or unity. It was unthinkable not to attend one if summoned to a kuriltai. In fact, it was this commitment to them that probably saved mainland Europe from Mongol destruction:

Instead Europe was saved from a probably fatal continuation of the conquests of 1241 by the death of the Great Khan Ӧgedei in December of that year. When news of it reached the Mongol commanders in Europe they withdrew, ostensibly in order to attend a kuriltai in Mongolia...

[see J. R. S. Phillips, The Medieval Expansion of Europe, Oxford: Oxford University Press, 1998, pp.67-68].

In The Historical Dictionary of the Mongol World Empire, p.229, it has in its entry:

QURILTAI. Assembly of Mongolian and other notables. Although quriltai are best known in terms of their important function in the election of the Mongol qan, they were, in fact, convened for other reasons as well. Most of the important issues of peace and war were discussed at quriltai, including future military strategy. In addition to talking and electing, the Mongols attending quriltai also feasted and celebrated, following an old Mongolian tradition that called for such activities during quriltai and other larger encampments.

The meaning of kuriltai given by Koon San in Dynastic China: An Elementary History, Malaysia: The Other Press, 2014, p.297, fn.77 is:

The root of the word “khural” means political “meeting” or “assembly” in Mongolian...at the Kurultai the assembly would discuss, determine, strategize and analyze military campaigns and assign individuals to leadership positions and titles. Genghis Khan was declared Khan in the 1206 Kurultai. The Kurultai, required the presence of the senior members of the tribes.

Another meaning of Kuriltai is given Szczepanski:

Image result for Kallie Szczepanski

Kallie Szczepanski

(historian of Asia and travel writer)

Kuriltai: An assembly of Mongolian or Turkic clans, sometimes called a "tribal council" in English. Generally, a kuriltai would meet for the purpose of making a major political or military decision, such as the selection of a new khan or the launching of a war. Ordinarily, the nomadic Mongols and Turkic peoples lived scattered across the steppe-lands, so it was a momentous occasion when a chief called for a kuriltai. Famous examples of kuriltai include the 1206 assembly that named Temujin as "Genghis Khan" meaning the "Oceanic Ruler" of all the Mongols. Genghis's grandsons Kublai and Arik Boke held dueling kuriltai in 1259, in which both were granted the title "Great Khan" by their followers. (Of course, Kublai Khan eventually won that contest).

Wikipedia has this in its entry:

A kurultai (Mongolian: Хуралдай, Khuraldai; Turkish: Kurultay) was a political and military council of ancient Mongol chiefs and Khan which was later borrowed by Turkic peoples. The root of the word is "Kur/Khur" (assemble/discuss) and that helps form "Kurul/Khural" meaning political "meeting" or "assembly" in Mongolian languages. Kurultay, Khuraldai, khuruldai, or khuraldaan means "a gathering", or more literally, "intergatheration". This root is the same in the Mongolian word khurim, which means "feast" and "wedding" and originally referred to large festive gatherings on the steppe, but is used mainly in the sense of wedding in modern times.

The important functional aspects of the kuriltai included the following:

1] A leader (khan) is elected by those tribal clan members present in the assembly.

2] A military vision and objective is set out by the new Khan involving strategies and campaign planning.

3] Law was enacted or decreed in the kuriltai. Genghis Khan is said to have decreed the Yasa in order to present a unified Mongolian code.

4] Through the kuriltai, a sense of tribal/clan collegiality could be established and maintained.

5] The kuriltai offered a means to make law and custom flexible, i.e. a forum to propose, change and innovate.

The kuriltai was thus a kind of quasi-legal institution: Hodous explains its legal nature:

Moreover, the main reason for holding a quriltai was often to give legal force to decisions which, in fact had already been taken. Decisions about succession were often settled through military means or negotiation long before a quriltai, yet a quriltai gave the decision its legitimacy and legal force. Various concrete actions during the quriltai, such as an enthronement or the distribution of gifts, helped give legitimacy to the decisions taken but even these actions would not be sufficient for legitimacy if the attendance were not as expected. All this shows that the quriltais were a legal institution. The implications are very important: this shows that what Endicott-West describes as the “conciliar, deliberative style of decision-making [which] existed among the early thirteenth-century Mongols” was not limited to administrative, but extended to legal matters. The conciliar (or consultative) decision-making style was part and parcel of Mongol legal culture, and even crucial to it. It was an integral part of the Mongol approach to law. [Florence Hodous, "The Quriltai as a Legal Institution in the Mongol Empire", Central Asiatic Journal 56 (2012/2013), pp.87-102].

In the spring of 1206, Genghis Khan ascended the throne in the Yeke Quriltay in the source region in the Onan river.

[Jami' al-Tawarikh, Rashid al-Din]

 

When a new camp was established, the khan’s tent was the first to be erected. The new khan would also be surrounded by his court officials and entourage. In the trees outside, the yak tails hang as a symbol of the presence of the khan.

ATL: Research
Kuriltai of 1206

Activity with Questions - Kuriltai of 1206

Read the entry extract provided in the link written by Atwood in the The Encyclopedia of Mongolia and the Mongol Empire, pp.98-99 and complete the activity.

2.5. The Chinese Campaigns

Below in the links you will find additional information on Genghis Khan's invasion of China, its causes and effects. Read it and be familiar with the content and its importance for the consolidation of Genghis Khan's power and importance:

Invasion of China - wikipedia

Genghis Takes Beijing - historytoday

Genghis's Invasion of china

ATL Skills: Critical Thinking
Mongol Invasion of China

Read the article in the link below:

The Mongol Invasion of China - Edwards